Dark
Light
System
Security
FALCONSTOR SOFTWARE INC
FALCONSTOR SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $11,841,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 3,392,318 3,528,000 29.79%
2 VANGUARD GROUP INC 1,511,776 1,572,000 13.28%
3 BlackRock Institutional Trust Company, N.A. 1,010,499 1,051,000 8.88%
4 BOURGEON CAPITAL MANAGEMENT LLC 841,729 875,000 7.39%
5 Teton Advisors, Inc. 770,000 801,000 6.76%
6 DIMENSIONAL FUND ADVISORS LP 640,422 666,000 5.62%
7 GAMCO INVESTORS, INC. ET AL 565,000 588,000 4.97%
8 GABELLI FUNDS LLC 470,000 489,000 4.13%
9 HERALD INVESTMENT MANAGEMENT Ltd 400,000 412,000 3.48%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 373,498 388,000 3.28%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,000 282,000 2.38%
12 Benchmark Capital Advisors 222,100 231,000 1.95%
13 Cowen Prime Services LLC 170,163 177,000 1.49%
14 GEODE CAPITAL MANAGEMENT, LLC 149,292 155,000 1.31%
15 FIRST MANHATTAN CO. LLC. 128,406 133,000 1.12%
16 BlackRock Fund Advisors 95,992 100,000 0.84%
17 JACOBS LEVY EQUITY MANAGEMENT, INC 71,406 74,000 0.62%
18 NORTHERN TRUST CORP 66,683 69,000 0.58%
19 Bank of New York Mellon Corp 48,951 51,000 0.43%
20 RAYMOND JAMES & ASSOCIATES 34,535 36,000 0.30%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,390 33,000 0.28%
22 Spark Investment Management LLC 27,600 28,000 0.24%
23 STATE STREET CORP 21,196 22,000 0.19%
24 Tower Research Capital LLC (TRC) 21,190 22,000 0.19%
25 BANK OF AMERICA CORP /DE/ 17,102 18,000 0.15%
26 BLACKROCK ADVISORS LLC 12,659 13,000 0.11%
27 Perkins Investment Management, LLC 11,000 11,000 0.09%
28 BlackRock Investment Management, LLC 5,979 6,000 0.05%
29 WELLS FARGO & COMPANY/MN 6,000 6,000 0.05%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,749 2,000 0.02%
31 UBS Group AG 1,103 1,000 0.01%
32 MORGAN STANLEY 1,300 1,000 0.01%
33 BARCLAYS PLC 191 0 0.00%
34 SEI INVESTMENTS CO 106 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.