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FIRST TR VALUE LINE 100 ETF
FIRST TR VALUE LINE 100 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $12,997,808.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 143,776 2,784,000 21.42%
2 HL FINANCIAL SERVICES LLC 142,627 2,761,000 21.24%
3 LPL Financial LLC 74,578 1,403,000 10.79%
4 SignalPoint Asset Management, LLC 46,596 902,000 6.94%
5 MORGAN STANLEY 40,852 792,000 6.09%
6 Concert Wealth Management Inc. 37,823 735,000 5.65%
7 First Heartland Consultants, Inc. 37,102 718,000 5.52%
8 WELLS FARGO & COMPANY/MN 27,009 523,000 4.02%
9 AMERIPRISE FINANCIAL INC 23,574 458,000 3.52%
10 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 20,732 402,000 3.09%
11 BANK OF AMERICA CORP /DE/ 19,340 374,000 2.88%
12 ROYAL BANK OF CANADA 16,680 323,000 2.49%
13 Aureus Asset Management, LLC 10,824 250,000 1.92%
14 Timber Hill LLC 12,925 250,000 1.92%
15 UBS AG 7,436 144,000 1.11%
16 Winfield Associates, Inc. 2,739 53,000 0.41%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,998 39,000 0.30%
18 NEW ENGLAND SECURITIES CORP /MA/ 2,000 39,000 0.30%
19 ENVESTNET ASSET MANAGEMENT INC 1,753 34,000 0.26%
20 MSI Financial Services Inc 400 8,000 0.06%
21 Winslow, Evans & Crocker, Inc. 300 5,808 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.