Dark
Light
System
Security
FIRST TR VALUE LINE 100 ETF
FIRST TR VALUE LINE 100 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 28 Institutional holders with a total value of $14,559,940.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HL FINANCIAL SERVICES LLC 149,568 2,961,000 20.34%
2 LPL Financial LLC 138,774 2,683,000 18.43%
3 CREDIT SUISSE AG/ 125,769 2,490,000 17.10%
4 CITADEL ADVISORS LLC 60,711 1,202,000 8.26%
5 RAYMOND JAMES & ASSOCIATES 50,776 1,005,000 6.90%
6 Concert Wealth Management Inc. 40,104 795,000 5.46%
7 MORGAN STANLEY 26,333 521,000 3.58%
8 BANK OF AMERICA CORP /DE/ 23,565 467,000 3.21%
9 WELLS FARGO & COMPANY/MN 21,619 428,000 2.94%
10 UBS Group AG 18,732 371,000 2.55%
11 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 17,827 353,000 2.42%
12 OPPENHEIMER & CO INC 14,000 277,000 1.90%
13 First Heartland Consultants, Inc. 11,770 233,000 1.60%
14 Virtu KCG Holdings LLC 11,418 226,000 1.55%
15 ROYAL BANK OF CANADA 8,580 170,000 1.17%
16 ENVESTNET ASSET MANAGEMENT INC 7,724 153,000 1.05%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,381 67,000 0.46%
18 Winfield Associates, Inc. 2,739 54,000 0.37%
19 MSI Financial Services Inc 2,000 40,000 0.27%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,263 25,000 0.17%
21 WFG Advisors, LP 1,001 20,000 0.14%
22 Winslow, Evans & Crocker, Inc. 300 5,940 0.04%
23 AUSDAL FINANCIAL PARTNERS, INC. 199 4,000 0.03%
24 CITIGROUP INC 202 4,000 0.03%
25 NEXT Financial Group, Inc 200 3,000 0.02%
26 Tower Research Capital LLC (TRC) 50 1,000 0.01%
27 SYNOVUS FINANCIAL CORP 32 1,000 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.