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FIRST TR VALUE LINE 100 ETF
FIRST TR VALUE LINE 100 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $12,428,090.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HL FINANCIAL SERVICES LLC 143,689 2,936,000 23.62%
2 LPL Financial LLC 76,307 1,559,000 12.54%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,713 1,383,000 11.13%
4 SignalPoint Asset Management, LLC 59,240 1,210,000 9.74%
5 MORGAN STANLEY 45,264 925,000 7.44%
6 Concert Wealth Management Inc. 40,574 826,000 6.65%
7 First Heartland Consultants, Inc. 37,352 763,000 6.14%
8 ROYAL BANK OF CANADA 24,233 495,000 3.98%
9 BANK OF AMERICA CORP /DE/ 23,852 487,000 3.92%
10 WELLS FARGO & COMPANY/MN 21,879 447,000 3.60%
11 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 20,052 409,000 3.29%
12 OPPENHEIMER & CO INC 19,000 388,000 3.12%
13 Timber Hill LLC 10,725 219,000 1.76%
14 UBS Group AG 5,993 122,000 0.98%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,381 69,000 0.56%
16 Winfield Associates, Inc. 2,739 56,000 0.45%
17 NEW ENGLAND SECURITIES CORP /MA/ 2,000 41,000 0.33%
18 NATIONAL PLANNING CORP 1,923 37,960 0.31%
19 ENVESTNET ASSET MANAGEMENT INC 1,752 36,000 0.29%
20 MSI Financial Services Inc 400 8,000 0.06%
21 Winslow, Evans & Crocker, Inc. 300 6,130 0.05%
22 B. Riley Wealth Advisors, Inc. 262 5,000 0.04%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.