Dark
Light
System
Security
FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND
FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 19 Institutional holders with a total value of $9,765,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HL FINANCIAL SERVICES LLC 150,149 3,254,000 33.32%
2 MORGAN STANLEY 104,597 2,267,000 23.22%
3 Concert Wealth Management Inc. 41,424 892,000 9.13%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,891 734,000 7.52%
5 WELLS FARGO & COMPANY/MN 21,951 476,000 4.87%
6 OPPENHEIMER & CO INC 18,686 405,000 4.15%
7 BANK OF AMERICA CORP /DE/ 18,054 391,000 4.00%
8 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 14,040 304,000 3.11%
9 LPL Financial LLC 11,078 238,000 2.44%
10 SII INVESTMENTS INC/WI 10,000 216,000 2.21%
11 First Heartland Consultants, Inc. 9,350 203,000 2.08%
12 ROYAL BANK OF CANADA 8,580 186,000 1.90%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,801 82,000 0.84%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,209 48,000 0.49%
15 WFG Advisors, LP 2,005 43,000 0.44%
16 US BANCORP \DE\ 794 17,000 0.17%
17 Shamrock Asset Management LLC 241 5,000 0.05%
18 CITIGROUP INC 200 4,000 0.04%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.