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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 16 Institutional holders with a total value of $4,681,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,529 1,478,000 31.57%
2 ROYAL BANK OF CANADA 32,408 948,000 20.25%
3 LPL Financial LLC 22,433 650,000 13.89%
4 GOLDMAN SACHS GROUP INC 16,338 478,000 10.21%
5 BANK OF AMERICA CORP /DE/ 9,289 272,000 5.81%
6 BSC PRIVATE WEALTH MANAGEMENT, LLC 7,562 218,000 4.66%
7 CITADEL ADVISORS LLC 6,905 202,000 4.32%
8 MORGAN STANLEY 4,881 143,000 3.05%
9 WELLS FARGO & COMPANY/MN 2,400 70,000 1.50%
10 WFG Advisors, LP 2,107 62,000 1.32%
11 PNC FINANCIAL SERVICES GROUP, INC. 1,692 49,000 1.05%
12 UBS Group AG 1,701 49,000 1.05%
13 ADVISOR GROUP, INC. 1,030 31,000 0.66%
14 D.A. DAVIDSON & CO. 775 22,000 0.47%
15 Tower Research Capital LLC (TRC) 300 9,000 0.19%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.