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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 18 Institutional holders with a total value of $27,480,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,018,948 15,580,000 56.70%
2 BANK OF AMERICA CORP /DE/ 397,288 6,074,000 22.10%
3 MORGAN STANLEY 138,366 2,116,000 7.70%
4 JANE STREET GROUP, LLC 76,086 1,163,000 4.23%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,652 591,000 2.15%
6 RAYMOND JAMES & ASSOCIATES 37,061 567,000 2.06%
7 CITADEL ADVISORS LLC 30,260 463,000 1.68%
8 ROYAL BANK OF CANADA 23,180 354,000 1.29%
9 HighTower Advisors, LLC 15,000 229,000 0.83%
10 Cambridge Investment Research Advisors, Inc. 12,093 185,000 0.67%
11 Tower Research Capital LLC (TRC) 4,342 66,000 0.24%
12 WFG Advisors, LP 2,000 31,000 0.11%
13 ENVESTNET ASSET MANAGEMENT INC 1,451 22,000 0.08%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 15,000 0.05%
15 THRIVENT FINANCIAL FOR LUTHERANS 825 14,000 0.05%
16 MSI Financial Services Inc 425 6,000 0.02%
17 AMERICAN INTERNATIONAL GROUP, INC. 290 4,000 0.01%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.