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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 19 Institutional holders with a total value of $24,810,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 985,466 16,270,000 65.58%
2 BANK OF AMERICA CORP /DE/ 342,781 5,659,000 22.81%
3 MORGAN STANLEY 43,503 719,000 2.90%
4 JANE STREET GROUP, LLC 30,508 504,000 2.03%
5 RAYMOND JAMES & ASSOCIATES 27,218 449,000 1.81%
6 CITADEL ADVISORS LLC 19,921 329,000 1.33%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,674 259,000 1.04%
8 Cambridge Investment Research Advisors, Inc. 12,093 200,000 0.81%
9 HighTower Advisors, LLC 12,000 198,000 0.80%
10 Tower Research Capital LLC (TRC) 3,801 63,000 0.25%
11 WFG Advisors, LP 2,750 45,000 0.18%
12 ROYAL BANK OF CANADA 1,607 27,000 0.11%
13 ENVESTNET ASSET MANAGEMENT INC 1,462 24,000 0.10%
14 Evercore Wealth Management, LLC 1,269 21,000 0.08%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 17,000 0.07%
16 THRIVENT FINANCIAL FOR LUTHERANS 825 14,000 0.06%
17 MSI Financial Services Inc 425 7,000 0.03%
18 AMERICAN INTERNATIONAL GROUP, INC. 290 5,000 0.02%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.