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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $7,653,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 169,959 3,486,000 45.55%
2 BANK OF AMERICA CORP /DE/ 83,238 1,707,000 22.30%
3 HighTower Advisors, LLC 34,073 698,000 9.12%
4 MORGAN STANLEY 30,685 629,000 8.22%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,255 579,000 7.57%
6 Cambridge Investment Research Advisors, Inc. 11,018 226,000 2.95%
7 SG Americas Securities, LLC 6,640 136,000 1.78%
8 WFG Advisors, LP 3,750 77,000 1.01%
9 MSI Financial Services Inc 3,750 77,000 1.01%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 21,000 0.27%
11 CITIGROUP INC 750 15,000 0.20%
12 Creative Planning 100 2,000 0.03%
13 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.