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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $84,285,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,168,559 27,636,000 32.79%
2 BANK OF AMERICA CORP /DE/ 1,049,001 24,809,000 29.43%
3 MORGAN STANLEY 416,864 9,859,000 11.70%
4 LPL Financial LLC 226,166 5,383,000 6.39%
5 ROYAL BANK OF CANADA 94,844 2,243,000 2.66%
6 JANE STREET GROUP, LLC 85,013 2,011,000 2.39%
7 STEPHENS INC /AR/ 78,315 1,852,000 2.20%
8 IFC Holdings Incorporated/FL 63,011 1,491,000 1.77%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,675 1,412,000 1.68%
10 Private Advisor Group, LLC 58,436 1,389,000 1.65%
11 AMERIPRISE FINANCIAL INC 53,339 1,261,000 1.50%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,041 994,000 1.18%
13 HighTower Advisors, LLC 34,075 806,000 0.96%
14 IFP ADVISORS, INC 29,315 693,000 0.82%
15 MSI Financial Services Inc 27,453 649,000 0.77%
16 First Allied Advisory Services, Inc. 18,279 432,000 0.51%
17 Cambridge Investment Research Advisors, Inc. 17,658 418,000 0.50%
18 Virtu Financial LLC 14,808 350,000 0.42%
19 Janney Montgomery Scott LLC 14,441 342,000 0.41%
20 WFG Advisors, LP 3,250 77,000 0.09%
21 NEXT Financial Group, Inc 3,064 72,000 0.09%
22 ADVISOR GROUP, INC. 2,038 48,000 0.06%
23 GENEOS WEALTH MANAGEMENT INC. 1,500 35,000 0.04%
24 CITIGROUP INC 750 18,000 0.02%
25 SOWELL FINANCIAL SERVICES LLC 119 3,000 0.00%
26 Creative Planning 100 2,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.