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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 34 Institutional holders with a total value of $120,539,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 100 2,000 0.00%
3 Tower Research Capital LLC (TRC) 153 4,000 0.00%
4 NEXT Financial Group, Inc 695 17,000 0.01%
5 CITIGROUP INC 750 18,000 0.01%
6 WFG Advisors, LP 2,850 68,000 0.06%
7 GENEOS WEALTH MANAGEMENT INC. 4,900 117,000 0.10%
8 ADVISOR GROUP, INC. 4,913 118,000 0.10%
9 Raymond James Financial Services Advisors, Inc. 9,248 221,000 0.18%
10 Sigma Planning Corp 11,060 265,000 0.22%
11 First Allied Advisory Services, Inc. 10,989 283,000 0.23%
12 Janney Montgomery Scott LLC 16,448 393,000 0.33%
13 Virtu Financial LLC 20,382 487,000 0.40%
14 SG Americas Securities, LLC 22,520 538,000 0.45%
15 Private Advisor Group, LLC 23,880 562,000 0.47%
16 Cetera Advisor Networks LLC 23,754 570,000 0.47%
17 Commonwealth Equity Services, Inc 26,690 638,000 0.53%
18 NORTHSTAR WEALTH PARTNERS LLC 28,780 675,000 0.56%
19 Cambridge Investment Research Advisors, Inc. 29,219 699,000 0.58%
20 HighTower Advisors, LLC 34,076 815,000 0.68%
21 IFP ADVISORS, INC 38,534 922,000 0.76%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,297 1,179,000 0.98%
23 BSC PRIVATE WEALTH MANAGEMENT, LLC 55,949 1,312,000 1.09%
24 JANE STREET GROUP, LLC 57,195 1,368,000 1.13%
25 IFC Holdings Incorporated/FL 60,500 1,447,000 1.20%
26 AMERIPRISE FINANCIAL INC 78,593 1,880,000 1.56%
27 STEPHENS INC /AR/ 85,549 2,046,000 1.70%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94,460 2,258,000 1.87%
29 ROYAL BANK OF CANADA 96,789 2,315,000 1.92%
30 LPL Financial LLC 276,247 6,497,000 5.39%
31 RAYMOND JAMES & ASSOCIATES 313,277 7,494,000 6.22%
32 MORGAN STANLEY 861,828 20,615,000 17.10%
33 UBS Group AG 1,200,328 28,712,000 23.82%
34 BANK OF AMERICA CORP /DE/ 1,505,174 36,004,000 29.87%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.