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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $438,536,096.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 SEI INVESTMENTS CO 85 2,000 0.00%
3 ADVISOR GROUP, INC. 302 6,000 0.00%
4 ROYAL BANK OF CANADA 243 6,000 0.00%
5 WEALTHPLAN PARTNERS, LLC 269 6,096 0.00%
6 SIGNATUREFD, LLC 289 7,000 0.00%
7 JNBA Financial Advisors 289 7,000 0.00%
8 Kistler-Tiffany Companies, LLC 368 8,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 385 9,000 0.00%
10 Creative Planning 1,200 27,000 0.01%
11 SARGENT BICKHAM LAGUDIS LLC 4,803 109,000 0.02%
12 BKS ADVISORS, LLC 6,500 148,000 0.03%
13 FDx Advisors, Inc. 9,684 221,000 0.05%
14 IFP ADVISORS, INC 11,692 266,000 0.06%
15 UMB Bank, n.a. 20,534 467,000 0.11%
16 Cambridge Investment Research Advisors, Inc. 21,602 492,000 0.11%
17 BANK OF AMERICA CORP /DE/ 24,776 564,000 0.13%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,000 751,000 0.17%
19 Atria Investments, Inc 37,261 848,000 0.19%
20 SG Americas Securities, LLC 52,818 1,203,000 0.27%
21 AMERIPRISE FINANCIAL INC 61,820 1,410,000 0.32%
22 Orion Porfolio Solutions, LLC 76,630 1,745,000 0.40%
23 MORGAN STANLEY 103,286 2,352,000 0.54%
24 UBS Group AG 181,015 4,122,000 0.94%
25 Charles Schwab Investment Advisory, Inc. 207,758 4,731,000 1.08%
26 BRINKER CAPITAL INC 228,265 5,198,000 1.19%
27 LPL Financial LLC 364,556 8,261,000 1.88%
28 ENVESTNET ASSET MANAGEMENT INC 382,607 8,712,000 1.99%
29 3D ASSET MANAGEMENT, INC 634,529 14,448,000 3.29%
30 Morningstar Investment Services LLC 1,499,948 34,154,000 7.79%
31 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,840,781 41,915,000 9.56%
32 NORTHERN TRUST CORP 13,453,731 306,341,000 69.86%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.