Dark
Light
System
Security
GOLDMAN SACHS MLP INC OPP FD
GOLDMAN SACHS MLP INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 31 Institutional holders with a total value of $120,145,208.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,318,553 57,876,000 48.17%
2 BANK OF AMERICA CORP /DE/ 1,437,368 25,067,000 20.86%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 478,827 8,351,000 6.95%
4 UBS Group AG 344,347 6,005,000 5.00%
5 Advisors Asset Management, Inc. 341,118 5,949,000 4.95%
6 TERRIL BROTHERS, INC. 293,422 5,117,000 4.26%
7 WELLS FARGO & COMPANY/MN 170,892 2,981,000 2.48%
8 ROYAL BANK OF CANADA 96,874 1,689,000 1.41%
9 HighTower Advisors, LLC 90,143 1,572,000 1.31%
10 LPL Financial LLC 59,300 1,034,000 0.86%
11 Whitnell & Co. 57,342 1,000,000 0.83%
12 CITIGROUP INC 44,559 777,000 0.65%
13 Edge Wealth Management LLC 25,720 448,000 0.37%
14 OPPENHEIMER & CO INC 20,290 354,000 0.29%
15 Dorsey & Whitney Trust CO LLC 18,171 317,000 0.26%
16 Virtu KCG Holdings LLC 17,776 310,000 0.26%
17 M&T BANK CORP 15,750 275,000 0.23%
18 DEUTSCHE BANK AG\ 14,589 254,000 0.21%
19 BANCORPSOUTH INC 14,000 244,000 0.20%
20 BLAIR WILLIAM & CO/IL 10,000 174,000 0.14%
21 BNP PARIBAS FINANCIAL MARKETS 9,862 171,993 0.14%
22 PNC FINANCIAL SERVICES GROUP, INC. 4,000 69,000 0.06%
23 THOMPSON DAVIS & CO., INC. 2,000 35,000 0.03%
24 B. Riley Wealth Advisors, Inc. 1,966 34,000 0.03%
25 Ledyard National Bank 1,000 17,000 0.01%
26 NATIONAL PLANNING CORP 750 13,215 0.01%
27 WESTPORT RESOURCES MANAGEMENT INC 350 6,000 0.00%
28 Tower Research Capital LLC (TRC) 163 3,000 0.00%
29 CITY HOLDING CO 100 2,000 0.00%
30 D.A. DAVIDSON & CO. 25 0 0.00%
31 MassMutual Private Wealth & Trust, FSB 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.