| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,312,221 | 17,758,000 | 35.09% | ||
| 2 | MORGAN STANLEY | 1,906,459 | 14,642,000 | 28.94% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 448,056 | 3,441,000 | 6.80% | ||
| 4 | UBS Group AG | 301,826 | 2,318,000 | 4.58% | ||
| 5 | Advisors Asset Management, Inc. | 257,278 | 1,976,000 | 3.90% | ||
| 6 | WELLS FARGO & COMPANY/MN | 230,577 | 1,771,000 | 3.50% | ||
| 7 | DOLIVER ADVISORS, LP | 162,757 | 1,250,000 | 2.47% | ||
| 8 | LPL Financial LLC | 137,253 | 998,000 | 1.97% | ||
| 9 | GREAT AMERICAN GROUP, INC. | 79,899 | 614,000 | 1.21% | ||
| 10 | ROYAL BANK OF CANADA | 79,624 | 612,000 | 1.21% | ||
| 11 | CITIGROUP INC | 74,215 | 570,000 | 1.13% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 63,149 | 485,000 | 0.96% | ||
| 13 | TERRIL BROTHERS, INC. | 62,904 | 483,000 | 0.95% | ||
| 14 | Jacobus Wealth Management, Inc. | 62,550 | 480,000 | 0.95% | ||
| 15 | AMERIPRISE FINANCIAL INC | 54,604 | 419,000 | 0.83% | ||
| 16 | Invesco Ltd. | 52,163 | 401,000 | 0.79% | ||
| 17 | POINTE CAPITAL MANAGEMENT LLC | 51,030 | 392,000 | 0.77% | ||
| 18 | HighTower Advisors, LLC | 36,015 | 276,000 | 0.55% | ||
| 19 | Whitnell & Co. | 31,457 | 242,000 | 0.48% | ||
| 20 | WEDBUSH SECURITIES INC | 24,920 | 191,000 | 0.38% | ||
| 21 | OPPENHEIMER & CO INC | 23,928 | 183,000 | 0.36% | ||
| 22 | STIFEL FINANCIAL CORP | 18,008 | 138,000 | 0.27% | ||
| 23 | FAS Wealth Partners, Inc. | 15,992 | 123,000 | 0.24% | PRN | |
| 24 | Raymond James Financial Services Advisors, Inc. | 15,102 | 116,000 | 0.23% | ||
| 25 | SEARLE & CO. | 15,000 | 114,000 | 0.23% | ||
| 26 | MSI Financial Services Inc | 13,643 | 105,000 | 0.21% | ||
| 27 | BANCORPSOUTH INC | 13,495 | 104,000 | 0.21% | ||
| 28 | Bison Wealth, LLC | 13,272 | 102,000 | 0.20% | ||
| 29 | DEUTSCHE BANK AG\ | 11,420 | 87,000 | 0.17% | ||
| 30 | MOSAIC FAMILY WEALTH, LLC | 8,498 | 65,000 | 0.13% | ||
| 31 | INTEGRATED WEALTH MANAGEMENT | 6,442 | 49,000 | 0.10% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 4,787 | 37,000 | 0.07% | ||
| 33 | THOMPSON DAVIS & CO., INC. | 2,500 | 19,000 | 0.04% | ||
| 34 | IFP ADVISORS, INC | 1,150 | 9,000 | 0.02% | ||
| 35 | Ledyard National Bank | 1,000 | 8,000 | 0.02% | ||
| 36 | Edge Wealth Management LLC | 750 | 6,000 | 0.01% | ||
| 37 | Creative Planning | 600 | 5,000 | 0.01% | ||
| 38 | KELLEHER FINANCIAL ADVISORS | 550 | 4,000 | 0.01% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 370 | 3,000 | 0.01% | ||
| 40 | DELTA ASSET MANAGEMENT LLC/TN | 270 | 2,000 | 0.00% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 2,000 | 0.00% | ||
| 42 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% | ||
| 43 | CITY HOLDING CO | 103 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
