| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,709,939 | 40,568,000 | 43.82% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,658,159 | 24,823,000 | 26.81% | ||
| 3 | Advisors Asset Management, Inc. | 312,493 | 4,678,000 | 5.05% | ||
| 4 | UBS Group AG | 228,608 | 3,423,000 | 3.70% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,891 | 2,947,000 | 3.18% | ||
| 6 | WELLS FARGO & COMPANY/MN | 178,430 | 2,671,000 | 2.88% | ||
| 7 | ROYAL BANK OF CANADA | 104,969 | 1,571,000 | 1.70% | ||
| 8 | POINTE CAPITAL MANAGEMENT LLC | 95,405 | 1,428,000 | 1.54% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 92,364 | 1,383,000 | 1.49% | ||
| 10 | HighTower Advisors, LLC | 76,036 | 1,138,000 | 1.23% | ||
| 11 | TERRIL BROTHERS, INC. | 73,654 | 1,114,000 | 1.20% | ||
| 12 | Whitnell & Co. | 61,998 | 928,000 | 1.00% | ||
| 13 | LPL Financial LLC | 59,739 | 882,000 | 0.95% | ||
| 14 | FAS Wealth Partners, Inc. | 58,623 | 878,000 | 0.95% | PRN | |
| 15 | CITIGROUP INC | 46,160 | 691,000 | 0.75% | ||
| 16 | Jacobus Wealth Management, Inc. | 34,205 | 512,000 | 0.55% | ||
| 17 | Edge Wealth Management LLC | 25,220 | 377,000 | 0.41% | ||
| 18 | Virtu KCG Holdings LLC | 23,524 | 352,000 | 0.38% | ||
| 19 | DEUTSCHE BANK AG\ | 22,319 | 334,000 | 0.36% | ||
| 20 | OPPENHEIMER & CO INC | 21,859 | 327,000 | 0.35% | ||
| 21 | M&T BANK CORP | 17,398 | 260,000 | 0.28% | ||
| 22 | BANCORPSOUTH INC | 16,500 | 247,000 | 0.27% | ||
| 23 | Dorsey & Whitney Trust CO LLC | 12,878 | 193,000 | 0.21% | ||
| 24 | NINE MASTS CAPITAL Ltd | 11,500 | 172,000 | 0.19% | ||
| 25 | BLAIR WILLIAM & CO/IL | 11,100 | 166,000 | 0.18% | ||
| 26 | WEDBUSH SECURITIES INC | 10,457 | 157,000 | 0.17% | ||
| 27 | MSI Financial Services Inc | 6,018 | 90,000 | 0.10% | ||
| 28 | WHITTIER TRUST CO | 5,000 | 75,000 | 0.08% | ||
| 29 | Tower Research Capital LLC (TRC) | 3,521 | 53,000 | 0.06% | ||
| 30 | INTEGRATED WEALTH MANAGEMENT | 3,300 | 49,000 | 0.05% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 2,200 | 32,000 | 0.03% | ||
| 32 | THOMPSON DAVIS & CO., INC. | 1,500 | 22,000 | 0.02% | ||
| 33 | Brookstone Capital Management | 1,285 | 19,000 | 0.02% | ||
| 34 | Ledyard National Bank | 1,000 | 15,000 | 0.02% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 370 | 5,539 | 0.01% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.00% | ||
| 37 | VALLEY NATIONAL ADVISERS INC | 234 | 3,000 | 0.00% | ||
| 38 | CITY HOLDING CO | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
