| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,840,410 | 47,832,000 | 44.07% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,719,344 | 28,953,000 | 26.67% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 364,801 | 6,143,000 | 5.66% | ||
| 4 | Advisors Asset Management, Inc. | 327,208 | 5,497,000 | 5.06% | ||
| 5 | UBS Group AG | 269,319 | 4,535,000 | 4.18% | ||
| 6 | WELLS FARGO & COMPANY/MN | 173,844 | 2,928,000 | 2.70% | ||
| 7 | POINTE CAPITAL MANAGEMENT LLC | 103,905 | 1,750,000 | 1.61% | ||
| 8 | ROYAL BANK OF CANADA | 96,638 | 1,627,000 | 1.50% | ||
| 9 | HighTower Advisors, LLC | 83,244 | 1,402,000 | 1.29% | ||
| 10 | TERRIL BROTHERS, INC. | 74,819 | 1,266,000 | 1.17% | ||
| 11 | LPL Financial LLC | 62,250 | 1,061,000 | 0.98% | ||
| 12 | Whitnell & Co. | 53,168 | 895,000 | 0.82% | ||
| 13 | CITIGROUP INC | 46,087 | 774,000 | 0.71% | ||
| 14 | DEUTSCHE BANK AG\ | 44,638 | 750,000 | 0.69% | ||
| 15 | Edge Wealth Management LLC | 29,745 | 500,000 | 0.46% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 29,233 | 491,000 | 0.45% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,250 | 341,000 | 0.31% | ||
| 18 | OPPENHEIMER & CO INC | 19,818 | 334,000 | 0.31% | ||
| 19 | M&T BANK CORP | 15,750 | 266,000 | 0.25% | ||
| 20 | Dorsey & Whitney Trust CO LLC | 15,821 | 266,000 | 0.25% | ||
| 21 | BANCORPSOUTH INC | 13,000 | 219,000 | 0.20% | ||
| 22 | Virtu KCG Holdings LLC | 12,356 | 208,000 | 0.19% | ||
| 23 | BLAIR WILLIAM & CO/IL | 10,000 | 168,000 | 0.15% | ||
| 24 | WHITTIER TRUST CO | 5,000 | 84,000 | 0.08% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 4,800 | 82,000 | 0.08% | ||
| 26 | INTEGRATED WEALTH MANAGEMENT | 3,586 | 60,000 | 0.06% | ||
| 27 | MSI Financial Services Inc | 3,000 | 51,000 | 0.05% | ||
| 28 | THOMPSON DAVIS & CO., INC. | 1,500 | 25,000 | 0.02% | ||
| 29 | Ledyard National Bank | 1,000 | 17,000 | 0.02% | ||
| 30 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 400 | 7,000 | 0.01% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 370 | 6,231 | 0.01% | ||
| 32 | VALLEY NATIONAL ADVISERS INC | 229 | 4,000 | 0.00% | ||
| 33 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.00% | ||
| 34 | CITY HOLDING CO | 100 | 2,000 | 0.00% | ||
| 35 | MANAGED ACCOUNT ADVISORS LLC | 38 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
