| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 43,500 | 475,000 | 17.05% | ||
| 2 | Advisors Asset Management, Inc. | 36,269 | 396,000 | 14.22% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 27,252 | 297,000 | 10.66% | ||
| 4 | Karpus Management, Inc. | 25,040 | 273,000 | 9.80% | ||
| 5 | DOLIVER ADVISORS, LP | 21,770 | 237,000 | 8.51% | ||
| 6 | MORGAN STANLEY | 16,968 | 185,000 | 6.64% | ||
| 7 | Commonwealth Equity Services, Inc | 14,157 | 154,000 | 5.53% | ||
| 8 | Diligent Investors, LLC | 13,318 | 154,000 | 5.53% | ||
| 9 | Horizon Kinetics LLC | 13,543 | 148,000 | 5.31% | ||
| 10 | Tradewinds Capital Management, LLC | 12,000 | 131,000 | 4.70% | ||
| 11 | WHITTIER TRUST CO | 11,541 | 126,000 | 4.52% | ||
| 12 | WELLS FARGO & COMPANY/MN | 7,601 | 83,000 | 2.98% | ||
| 13 | Efficient Market Advisors, LLC | 5,000 | 55,000 | 1.97% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 4,500 | 49,000 | 1.76% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.36% | ||
| 16 | NATIONAL PLANNING CORP | 600 | 6,696 | 0.24% | ||
| 17 | CITIGROUP INC | 375 | 4,000 | 0.14% | ||
| 18 | PANAGORA ASSET MANAGEMENT INC | 179 | 2,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
