| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 145,606 | 2,025,000 | 45.04% | ||
| 2 | WELLS FARGO & COMPANY/MN | 48,581 | 676,000 | 15.04% | ||
| 3 | UBS Group AG | 31,463 | 438,000 | 9.74% | ||
| 4 | LPL Financial LLC | 30,932 | 434,000 | 9.65% | ||
| 5 | MORGAN STANLEY | 16,078 | 224,000 | 4.98% | ||
| 6 | Commonwealth Equity Services, Inc | 14,157 | 197,000 | 4.38% | ||
| 7 | Horizon Kinetics LLC | 11,415 | 159,000 | 3.54% | ||
| 8 | Diligent Investors, LLC | 11,118 | 158,000 | 3.51% | ||
| 9 | Point View Wealth Management, Inc. | 10,148 | 141,000 | 3.14% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,500 | 21,000 | 0.47% | ||
| 11 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.29% | ||
| 12 | Tower Research Capital LLC (TRC) | 700 | 10,000 | 0.22% | ||
| 13 | CITIGROUP INC | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
