| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 121,469 | 1,437,000 | 35.95% | ||
| 2 | UBS Group AG | 109,327 | 1,295,000 | 32.40% | ||
| 3 | LPL Financial LLC | 28,490 | 337,000 | 8.43% | ||
| 4 | WELLS FARGO & COMPANY/MN | 17,181 | 203,000 | 5.08% | ||
| 5 | Commonwealth Equity Services, Inc | 14,157 | 168,000 | 4.20% | ||
| 6 | Horizon Kinetics LLC | 12,215 | 145,000 | 3.63% | ||
| 7 | Tradewinds Capital Management, LLC | 12,000 | 142,000 | 3.55% | ||
| 8 | Diligent Investors, LLC | 11,118 | 132,000 | 3.30% | ||
| 9 | Efficient Market Advisors, LLC | 5,000 | 59,000 | 1.48% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 3,000 | 36,000 | 0.90% | ||
| 11 | MORGAN STANLEY | 2,200 | 26,000 | 0.65% | ||
| 12 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.28% | ||
| 13 | CITIGROUP INC | 544 | 6,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
