| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 106,811 | 1,174,000 | 34.35% | ||
| 2 | Advisors Asset Management, Inc. | 83,387 | 911,000 | 26.65% | ||
| 3 | WELLS FARGO & COMPANY/MN | 17,183 | 189,000 | 5.53% | ||
| 4 | Karpus Management, Inc. | 15,134 | 166,000 | 4.86% | ||
| 5 | Commonwealth Equity Services, Inc | 14,157 | 156,000 | 4.56% | ||
| 6 | Diligent Investors, LLC | 13,318 | 150,000 | 4.39% | ||
| 7 | LPL Financial LLC | 13,245 | 146,000 | 4.27% | ||
| 8 | Horizon Kinetics LLC | 12,215 | 134,000 | 3.92% | ||
| 9 | Tradewinds Capital Management, LLC | 12,000 | 132,000 | 3.86% | ||
| 10 | WHITTIER TRUST CO | 11,541 | 127,000 | 3.72% | ||
| 11 | Efficient Market Advisors, LLC | 5,000 | 55,000 | 1.61% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 3,415 | 37,000 | 1.08% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,500 | 16,000 | 0.47% | ||
| 14 | MORGAN STANLEY | 1,400 | 15,000 | 0.44% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
