| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 1,326,826 | 10,761,000 | 59.60% | ||
| 2 | Visium Asset Management, LP | 476,491 | 3,932,000 | 21.78% | ||
| 3 | LMR Partners LLP | 150,000 | 1,217,000 | 6.74% | ||
| 4 | Revelation Capital Management Ltd. | 97,607 | 792,000 | 4.39% | ||
| 5 | Knoll Capital Management, LLC | 50,000 | 412,000 | 2.28% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 39,300 | 319,000 | 1.77% | ||
| 7 | First Western Capital Management Co | 23,900 | 194,000 | 1.07% | ||
| 8 | STONERIDGE INVESTMENT PARTNERS LLC | 19,700 | 160,000 | 0.89% | ||
| 9 | FIRST NEW YORK SECURITIES LLC /NY | 19,550 | 159,000 | 0.88% | ||
| 10 | Trellus Management Company, LLC | 10,000 | 81,000 | 0.45% | ||
| 11 | Tower Research Capital LLC (TRC) | 2,255 | 18,000 | 0.10% | ||
| 12 | MORGAN STANLEY | 815 | 7,000 | 0.04% | ||
| 13 | UBS AG | 236 | 2,000 | 0.01% | ||
| 14 | CITIGROUP INC | 174 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
