| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 1,326,826 | 17,713,000 | 57.06% | ||
| 2 | Visium Asset Management, LP | 658,969 | 8,798,000 | 28.34% | ||
| 3 | MORGAN STANLEY | 186,015 | 2,483,000 | 8.00% | ||
| 4 | LMR Partners LLP | 124,710 | 1,665,000 | 5.36% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 10,000 | 133,000 | 0.43% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 9,100 | 121,000 | 0.39% | ||
| 7 | Knoll Capital Management, LLC | 3,072 | 41,000 | 0.13% | ||
| 8 | UBS Group AG | 2,699 | 36,000 | 0.12% | ||
| 9 | BlackRock Institutional Trust Company, N.A. | 1,547 | 21,000 | 0.07% | ||
| 10 | FIRST NEW YORK SECURITIES LLC /NY | 1,000 | 13,350 | 0.04% | ||
| 11 | BlackRock Investment Management, LLC | 568 | 8,000 | 0.03% | ||
| 12 | Edge Wealth Management LLC | 500 | 7,000 | 0.02% | ||
| 13 | ROYAL BANK OF CANADA | 200 | 3,000 | 0.01% | ||
| 14 | CITIGROUP INC | 148 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
