| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 1,326,826 | 8,067,000 | 62.09% | ||
| 2 | Visium Asset Management, LP | 476,491 | 2,868,000 | 22.07% | ||
| 3 | LMR Partners LLP | 147,250 | 886,000 | 6.82% | ||
| 4 | Knoll Capital Management, LLC | 50,000 | 301,000 | 2.32% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 39,300 | 239,000 | 1.84% | ||
| 6 | First Western Capital Management Co | 28,083 | 171,000 | 1.32% | ||
| 7 | Revelation Capital Management Ltd. | 27,900 | 170,000 | 1.31% | ||
| 8 | FIRST NEW YORK SECURITIES LLC /NY | 19,550 | 159,000 | 1.22% | ||
| 9 | STONERIDGE INVESTMENT PARTNERS LLC | 19,125 | 116,000 | 0.89% | ||
| 10 | Tower Research Capital LLC (TRC) | 2,056 | 13,000 | 0.10% | ||
| 11 | BlackRock Investment Management, LLC | 568 | 3,000 | 0.02% | ||
| 12 | DEUTSCHE BANK AG\ | 70 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
