| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 1,326,826 | 6,210,000 | 63.73% | ||
| 2 | Visium Asset Management, LP | 477,000 | 2,232,000 | 22.91% | ||
| 3 | LMR Partners LLP | 147,250 | 689,000 | 7.07% | ||
| 4 | Knoll Capital Management, LLC | 50,000 | 234,000 | 2.40% | ||
| 5 | FIRST NEW YORK SECURITIES LLC /NY | 24,314 | 113,790 | 1.17% | ||
| 6 | STONERIDGE INVESTMENT PARTNERS LLC | 19,125 | 90,000 | 0.92% | ||
| 7 | First Western Capital Management Co | 13,100 | 61,000 | 0.63% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 10,000 | 46,000 | 0.47% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 9,100 | 43,000 | 0.44% | ||
| 10 | BlackRock Institutional Trust Company, N.A. | 1,547 | 7,000 | 0.07% | ||
| 11 | UBS AG | 1,466 | 7,000 | 0.07% | ||
| 12 | Tower Research Capital LLC (TRC) | 800 | 4,000 | 0.04% | ||
| 13 | Ground Swell Capital, LLC | 756 | 4,000 | 0.04% | ||
| 14 | BlackRock Investment Management, LLC | 568 | 3,000 | 0.03% | ||
| 15 | CITIGROUP INC | 62 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
