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NUVEEN PFD & INCOME TERM FD
NUVEEN PFD & INCOME TERM FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 30 Institutional holders with a total value of $81,177,005.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 121,945 28,632,000 35.27%
2 Invesco Ltd. 441,922 10,376,000 12.78%
3 COHEN & STEERS, INC. 315,911 7,418,000 9.14%
4 BANK OF AMERICA CORP /DE/ 241,846 5,678,000 6.99%
5 GUGGENHEIM CAPITAL LLC 204,804 4,809,000 5.92%
6 MORGAN STANLEY 183,047 4,298,000 5.29%
7 WELLS FARGO & COMPANY/MN 147,340 3,460,000 4.26%
8 Saba Capital Management, L.P. 112,996 2,653,000 3.27%
9 ROYAL BANK OF CANADA 96,567 2,267,000 2.79%
10 Robert W. Baird & Co. Inc 74,922 1,759,000 2.17%
11 First Allied Advisory Services, Inc. 61,000 1,430,000 1.76%
12 UBS AG 59,633 1,400,000 1.72%
13 CITIGROUP INC 46,996 1,104,000 1.36%
14 Dominick & Dominick LLC 43,540 1,022,000 1.26%
15 LPL Financial LLC 42,228 992,000 1.22%
16 VSR Financial Services, Inc. 35,057 823,000 1.01%
17 AQR CAPITAL MANAGEMENT LLC 29,428 691,000 0.85%
18 RIVERNORTH CAPITAL MANAGEMENT, LLC 16,750 393,000 0.48%
19 Investors Capital Advisory Services 14,262 334,000 0.41%
20 DOLIVER ADVISORS, LP 13,133 308,000 0.38%
21 Gary Goldberg Planning Services Inc 10,380 244,000 0.30%
22 SignalPoint Asset Management, LLC 10,000 235,000 0.29%
23 Clear Harbor Asset Management, LLC 9,240 217,000 0.27%
24 Commonwealth Equity Services, Inc 8,965 211,000 0.26%
25 Winslow, Evans & Crocker, Inc. 4,059 95,305 0.12%
26 WOLVERINE ASSET MANAGEMENT LLC 3,636 85,000 0.10%
27 THOMPSON DAVIS & CO., INC. 3,250 76,000 0.09%
28 B. Riley Wealth Advisors, Inc. 2,500 58,700 0.07%
29 Thomas J. Herzfeld Advisors, Inc. 2,300 54,000 0.07%
30 DEUTSCHE BANK AG\ 2,300 54,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.