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NUVEEN PFD & INCOME TERM FD
NUVEEN PFD & INCOME TERM FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 40 Institutional holders with a total value of $60,253,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 410,620 9,346,000 15.51%
2 COHEN & STEERS, INC. 294,630 6,706,000 11.13%
3 Invesco Ltd. 276,226 6,287,000 10.43%
4 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 229,199 5,217,000 8.66%
5 BAIRD FINANCIAL GROUP, INC. 204,402 4,652,000 7.72%
6 LPL Financial LLC 132,054 3,057,000 5.07%
7 MORGAN STANLEY 129,916 2,956,000 4.91%
8 BANK OF AMERICA CORP /DE/ 110,973 2,526,000 4.19%
9 BB&T SECURITIES, LLC 97,467 2,218,000 3.68%
10 NATIONAL PLANNING CORP 90,843 2,107,000 3.50%
11 WELLS FARGO & COMPANY/MN 92,000 2,093,000 3.47%
12 ROYAL BANK OF CANADA 87,043 1,981,000 3.29%
13 Capital Investment Advisors, LLC 83,098 1,891,000 3.14%
14 UBS Group AG 70,968 1,615,000 2.68%
15 GUGGENHEIM CAPITAL LLC 60,653 1,380,000 2.29%
16 Yorktown Management & Research Co Inc 60,000 1,366,000 2.27%
17 Jacobus Wealth Management, Inc. 56,105 1,277,000 2.12%
18 IFP ADVISORS, INC 31,830 724,000 1.20%
19 VSR Financial Services, Inc. 24,361 554,000 0.92%
20 Winslow, Evans & Crocker, Inc. 21,746 494,916 0.82%
21 WEDBUSH SECURITIES INC 15,652 356,000 0.59%
22 Investors Capital Advisory Services 13,262 301,000 0.50%
23 Commonwealth Equity Services, Inc 9,089 207,000 0.34%
24 BRUDERMAN ASSET MANAGEMENT, LLC 8,780 200,000 0.33%
25 FineMark National Bank & Trust 7,860 179,000 0.30%
26 DEUTSCHE BANK AG\ 5,000 113,000 0.19%
27 ENVESTNET ASSET MANAGEMENT INC 3,598 82,000 0.14%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 80,000 0.13%
29 WFG Advisors, LP 2,840 65,000 0.11%
30 Simplicity Solutions, LLC 2,545 57,924 0.10%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,600 36,000 0.06%
32 BANK OF MONTREAL /CAN/ 1,070 24,000 0.04%
33 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,007 23,000 0.04%
34 AUSDAL FINANCIAL PARTNERS, INC. 1,000 23,000 0.04%
35 NEXT Financial Group, Inc 990 22,000 0.04%
36 MSI Financial Services Inc 800 18,000 0.03%
37 CITIGROUP INC 300 7,000 0.01%
38 THOMPSON DAVIS & CO., INC. 250 6,000 0.01%
39 PENSERRA CAPITAL MANAGEMENT LLC 262 6,000 0.01%
40 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.