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NUVEEN PFD & INCOME TERM FD
NUVEEN PFD & INCOME TERM FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $56,464,216.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 360,620 8,445,000 14.96%
2 COHEN & STEERS, INC. 341,207 7,991,000 14.15%
3 Invesco Ltd. 244,081 5,716,000 10.12%
4 MORGAN STANLEY 167,503 3,923,000 6.95%
5 LPL Financial LLC 149,896 3,523,000 6.24%
6 BAIRD FINANCIAL GROUP, INC. 146,539 3,432,000 6.08%
7 BANK OF AMERICA CORP /DE/ 112,707 2,639,000 4.67%
8 NATIONAL PLANNING CORP 95,688 2,293,000 4.06%
9 BB&T SECURITIES, LLC 92,849 2,174,000 3.85%
10 Jacobus Wealth Management, Inc. 87,835 2,057,000 3.64%
11 WELLS FARGO & COMPANY/MN 87,794 2,056,000 3.64%
12 ROYAL BANK OF CANADA 82,034 1,921,000 3.40%
13 Capital Investment Advisors, LLC 65,744 1,540,000 2.73%
14 RAYMOND JAMES & ASSOCIATES 64,663 1,514,000 2.68%
15 Yorktown Management & Research Co Inc 60,000 1,405,000 2.49%
16 GUGGENHEIM CAPITAL LLC 56,122 1,314,000 2.33%
17 UBS Group AG 44,598 1,045,000 1.85%
18 IFP ADVISORS, INC 29,228 685,000 1.21%
19 Commonwealth Equity Services, Inc 23,854 559,000 0.99%
20 Winslow, Evans & Crocker, Inc. 19,437 455,216 0.81%
21 WEDBUSH SECURITIES INC 14,707 344,000 0.61%
22 Investors Capital Advisory Services 13,762 322,000 0.57%
23 VSR Financial Services, Inc. 11,413 267,000 0.47%
24 BRUDERMAN ASSET MANAGEMENT, LLC 8,780 206,000 0.36%
25 FineMark National Bank & Trust 7,860 184,000 0.33%
26 DEUTSCHE BANK AG\ 5,000 117,000 0.21%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,150 97,000 0.17%
28 WFG Advisors, LP 2,940 69,000 0.12%
29 ENVESTNET ASSET MANAGEMENT INC 1,724 40,000 0.07%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,600 37,000 0.07%
31 BANK OF MONTREAL /CAN/ 1,070 25,000 0.04%
32 NEXT Financial Group, Inc 990 23,000 0.04%
33 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,007 23,000 0.04%
34 CITIGROUP INC 300 7,000 0.01%
35 THOMPSON DAVIS & CO., INC. 250 6,000 0.01%
36 PENSERRA CAPITAL MANAGEMENT LLC 243 5,000 0.01%
37 KELLEHER FINANCIAL ADVISORS 218 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.