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NUVEEN PFD & INCOME TERM FD
NUVEEN PFD & INCOME TERM FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 37 Institutional holders with a total value of $51,347,420.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 406,484 8,906,000 17.34%
2 COHEN & STEERS, INC. 309,921 6,790,000 13.22%
3 Invesco Ltd. 273,683 5,996,000 11.68%
4 BAIRD FINANCIAL GROUP, INC. 212,006 4,645,000 9.05%
5 MORGAN STANLEY 156,528 3,429,000 6.68%
6 BB&T SECURITIES, LLC 117,719 2,579,000 5.02%
7 BANK OF AMERICA CORP /DE/ 113,846 2,494,000 4.86%
8 WELLS FARGO & COMPANY/MN 99,399 2,178,000 4.24%
9 ROYAL BANK OF CANADA 89,514 1,961,000 3.82%
10 NATIONAL PLANNING CORP 79,838 1,892,000 3.68%
11 Capital Investment Advisors, LLC 79,481 1,741,000 3.39%
12 UBS Group AG 74,109 1,623,000 3.16%
13 LPL Financial LLC 66,403 1,459,000 2.84%
14 GUGGENHEIM CAPITAL LLC 63,485 1,391,000 2.71%
15 Yorktown Management & Research Co Inc 60,000 1,315,000 2.56%
16 VSR Financial Services, Inc. 25,361 556,000 1.08%
17 SIT INVESTMENT ASSOCIATES INC 20,871 457,000 0.89%
18 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,610 430,000 0.84%
19 Investors Capital Advisory Services 14,262 312,000 0.61%
20 WEDBUSH SECURITIES INC 11,684 256,000 0.50%
21 BRUDERMAN ASSET MANAGEMENT, LLC 8,780 192,000 0.37%
22 Jacobus Wealth Management, Inc. 6,315 138,000 0.27%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,208 115,000 0.22%
24 DEUTSCHE BANK AG\ 5,000 109,000 0.21%
25 Winslow, Evans & Crocker, Inc. 4,088 89,562 0.17%
26 ENVESTNET ASSET MANAGEMENT INC 3,578 78,000 0.15%
27 Simplicity Solutions, LLC 2,732 59,858 0.12%
28 AMERICAN INTERNATIONAL GROUP, INC. 1,600 35,000 0.07%
29 Thomas J. Herzfeld Advisors, Inc. 1,350 30,000 0.06%
30 BANK OF MONTREAL /CAN/ 1,070 23,000 0.04%
31 WFG Advisors, LP 800 18,000 0.04%
32 MSI Financial Services Inc 800 18,000 0.04%
33 NEXT Financial Group, Inc 840 18,000 0.04%
34 CITIGROUP INC 300 7,000 0.01%
35 THOMPSON DAVIS & CO., INC. 250 5,000 0.01%
36 Evercore Wealth Management, LLC 100 2,000 0.00%
37 TRUST DEPARTMENT MB FINANCIAL BANK N A 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.