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NUVEEN PFD INCOME TERM FD
NUVEEN PFD INCOME TERM FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 50 Institutional holders with a total value of $60,159,414.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MUFG Americas Holdings Corp 15 0 0.00%
2 DEUTSCHE BANK AG\ 12 0 0.00%
3 CITIGROUP INC 13 0 0.00%
4 Financial Architects, Inc 200 5,000 0.01%
5 THOMPSON DAVIS & CO., INC. 250 6,000 0.01%
6 PENSERRA CAPITAL MANAGEMENT LLC 546 13,000 0.02%
7 Liberty Capital Management, Inc. 625 15,000 0.02%
8 WFG Advisors, LP 640 15,000 0.02%
9 Creative Planning 720 17,000 0.03%
10 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 800 19,000 0.03%
11 NEXT Financial Group, Inc 760 19,000 0.03%
12 SARGENT BICKHAM LAGUDIS LLC 1,000 24,000 0.04%
13 GENEOS WEALTH MANAGEMENT INC. 1,180 28,000 0.05%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,301 31,000 0.05%
15 ENVESTNET ASSET MANAGEMENT INC 1,524 37,000 0.06%
16 D.A. DAVIDSON & CO. 2,000 48,000 0.08%
17 Winslow, Evans & Crocker, Inc. 4,876 117,414 0.20%
18 ADVISOR GROUP, INC. 5,300 128,000 0.21%
19 PNC FINANCIAL SERVICES GROUP, INC. 8,000 192,000 0.32%
20 FineMark National Bank & Trust 8,430 203,000 0.34%
21 BRUDERMAN ASSET MANAGEMENT, LLC 8,780 211,000 0.35%
22 WASHINGTON TRUST BANK 9,830 237,000 0.39%
23 CORNERSTONE ADVISORY, LLC 10,000 241,000 0.40%
24 STIFEL FINANCIAL CORP 10,580 254,000 0.42%
25 WOLVERINE ASSET MANAGEMENT LLC 11,493 276,000 0.46%
26 DOLIVER ADVISORS, LP 13,991 337,000 0.56%
27 BAIRD FINANCIAL GROUP, INC. 16,263 392,000 0.65%
28 WEDBUSH SECURITIES INC 17,567 423,000 0.70%
29 Capital Investment Advisors, LLC 21,068 507,000 0.84%
30 IFC Holdings Incorporated/FL 23,745 570,000 0.95%
31 E&G Advisors, LP 25,000 602,000 1.00%
32 Sigma Planning Corp 25,100 604,000 1.00%
33 ROBINSON CAPITAL MANAGEMENT, LLC 31,766 765,000 1.27%
34 IFP ADVISORS, INC 36,750 885,000 1.47%
35 UBS Group AG 47,533 1,145,000 1.90%
36 GUGGENHEIM CAPITAL LLC 51,565 1,242,000 2.06%
37 Commonwealth Equity Services, Inc 53,471 1,288,000 2.14%
38 RAYMOND JAMES & ASSOCIATES 60,623 1,460,000 2.43%
39 WELLS FARGO & COMPANY/MN 90,427 2,177,000 3.62%
40 BB&T SECURITIES, LLC 94,889 2,284,000 3.80%
41 ROYAL BANK OF CANADA 109,061 2,626,000 4.37%
42 Jacobus Wealth Management, Inc. 119,819 2,885,000 4.80%
43 ICM ASSET MANAGEMENT INC/WA 132,625 3,194,000 5.31%
44 NATIONAL PLANNING CORP 133,669 3,231,000 5.37%
45 LPL Financial LLC 134,438 3,261,000 5.42%
46 BANK OF AMERICA CORP /DE/ 146,499 3,528,000 5.86%
47 MORGAN STANLEY 171,087 4,119,000 6.85%
48 Invesco Ltd. 246,936 5,946,000 9.88%
49 COHEN & STEERS, INC. 296,690 7,144,000 11.88%
50 BESSEMER GROUP INC 307,608 7,408,000 12.31%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.