| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 181,908 | 3,422,000 | 54.18% | ||
| 2 | MORGAN STANLEY | 47,472 | 893,000 | 14.14% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 44,609 | 839,000 | 13.28% | ||
| 4 | ARS Wealth Advisors, LLC | 15,000 | 282,000 | 4.46% | ||
| 5 | ROBINSON CAPITAL MANAGEMENT, LLC | 11,832 | 216,000 | 3.42% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 9,001 | 169,000 | 2.68% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 7,938 | 149,000 | 2.36% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 6,900 | 130,000 | 2.06% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 3,978 | 74,000 | 1.17% | ||
| 10 | ROYAL BANK OF CANADA | 3,500 | 66,000 | 1.04% | ||
| 11 | WELLS FARGO & COMPANY/MN | 2,600 | 49,000 | 0.78% | ||
| 12 | DEUTSCHE BANK AG\ | 1,200 | 22,000 | 0.35% | ||
| 13 | UBS AG | 257 | 5,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.