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NUVEEN FLEXIBLE INVT INCOME
NUVEEN FLEXIBLE INVT INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 13 Institutional holders with a total value of $6,316,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MARINER INVESTMENT GROUP LLC 181,908 3,422,000 54.18%
2 MORGAN STANLEY 47,472 893,000 14.14%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 44,609 839,000 13.28%
4 ARS Wealth Advisors, LLC 15,000 282,000 4.46%
5 ROBINSON CAPITAL MANAGEMENT, LLC 11,832 216,000 3.42%
6 Thomas J. Herzfeld Advisors, Inc. 9,001 169,000 2.68%
7 BANK OF AMERICA CORP /DE/ 7,938 149,000 2.36%
8 ENVESTNET ASSET MANAGEMENT INC 6,900 130,000 2.06%
9 WOLVERINE ASSET MANAGEMENT LLC 3,978 74,000 1.17%
10 ROYAL BANK OF CANADA 3,500 66,000 1.04%
11 WELLS FARGO & COMPANY/MN 2,600 49,000 0.78%
12 DEUTSCHE BANK AG\ 1,200 22,000 0.35%
13 UBS AG 257 5,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.