| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 166,085 | 2,908,000 | 39.86% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 82,285 | 1,441,000 | 19.75% | ||
| 3 | MORGAN STANLEY | 54,772 | 959,000 | 13.15% | ||
| 4 | Bulldog Investors, LLP | 26,943 | 472,000 | 6.47% | ||
| 5 | DEUTSCHE BANK AG\ | 20,650 | 361,000 | 4.95% | ||
| 6 | Shaker Financial Services, LLC | 17,388 | 304,000 | 4.17% | ||
| 7 | ARS Wealth Advisors, LLC | 12,000 | 210,000 | 2.88% | ||
| 8 | ROBINSON CAPITAL MANAGEMENT, LLC | 11,832 | 207,000 | 2.84% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 10,784 | 189,000 | 2.59% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 9,001 | 158,000 | 2.17% | ||
| 11 | WELLS FARGO & COMPANY/MN | 2,600 | 46,000 | 0.63% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 2,058 | 36,000 | 0.49% | ||
| 13 | Ground Swell Capital, LLC | 248 | 4,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
