| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 111,332 | 1,824,000 | 32.20% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 82,285 | 1,348,000 | 23.80% | ||
| 3 | MORGAN STANLEY | 62,965 | 1,032,000 | 18.22% | ||
| 4 | Shaker Financial Services, LLC | 49,598 | 812,000 | 14.34% | ||
| 5 | DEUTSCHE BANK AG\ | 15,650 | 256,000 | 4.52% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 9,001 | 147,000 | 2.60% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 3,273 | 53,000 | 0.94% | ||
| 8 | WELLS FARGO & COMPANY/MN | 3,202 | 52,000 | 0.92% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 3,195 | 52,000 | 0.92% | ||
| 10 | US BANCORP \DE\ | 1,800 | 29,000 | 0.51% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 1,500 | 25,000 | 0.44% | ||
| 12 | Stratos Wealth Partners, LTD. | 1,150 | 18,837 | 0.33% | ||
| 13 | UBS Group AG | 937 | 15,000 | 0.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
