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NUVEEN FLEXIBLE INVT INCOME
NUVEEN FLEXIBLE INVT INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 18 Institutional holders with a total value of $7,130,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shaker Financial Services, LLC 183,452 2,827,000 39.65%
2 MORGAN STANLEY 82,525 1,272,000 17.84%
3 WOLVERINE ASSET MANAGEMENT LLC 44,473 685,000 9.61%
4 Yorktown Management & Research Co Inc 41,800 644,000 9.03%
5 RAYMOND JAMES & ASSOCIATES 19,869 306,000 4.29%
6 LPL Financial LLC 19,580 299,000 4.19%
7 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,989 277,000 3.88%
8 WELLS FARGO & COMPANY/MN 15,725 243,000 3.41%
9 Capital Advisors, Ltd. LLC 9,785 151,000 2.12%
10 Thomas J. Herzfeld Advisors, Inc. 8,881 137,000 1.92%
11 DEUTSCHE BANK AG\ 4,500 69,000 0.97%
12 ENVESTNET ASSET MANAGEMENT INC 4,000 62,000 0.87%
13 ROYAL BANK OF CANADA 3,650 56,000 0.79%
14 ROBINSON CAPITAL MANAGEMENT, LLC 2,600 40,000 0.56%
15 US BANCORP \DE\ 1,800 28,000 0.39%
16 BANK OF AMERICA CORP /DE/ 1,150 18,000 0.25%
17 UBS Group AG 1,000 15,000 0.21%
18 Tower Research Capital LLC (TRC) 90 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.