| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 17,000 | 0.24% | ||
| 2 | D.A. DAVIDSON & CO. | 1,056 | 18,000 | 0.26% | ||
| 3 | ROYAL BANK OF CANADA | 2,400 | 41,000 | 0.59% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 4,000 | 69,000 | 0.99% | ||
| 5 | NEXT Financial Group, Inc | 5,020 | 86,000 | 1.23% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 7,481 | 129,000 | 1.85% | ||
| 7 | Capital Advisors, Ltd. LLC | 9,785 | 168,000 | 2.41% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 10,500 | 180,000 | 2.58% | ||
| 9 | LPL Financial LLC | 11,026 | 189,000 | 2.71% | ||
| 10 | Yorktown Management & Research Co Inc | 11,600 | 199,000 | 2.85% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 15,478 | 266,000 | 3.81% | ||
| 12 | Cetera Advisor Networks LLC | 17,200 | 295,000 | 4.23% | ||
| 13 | WELLS FARGO & COMPANY/MN | 22,500 | 387,000 | 5.55% | ||
| 14 | MORGAN STANLEY | 48,718 | 837,000 | 12.00% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 60,084 | 1,032,000 | 14.79% | ||
| 16 | Shaker Financial Services, LLC | 62,382 | 1,072,000 | 15.37% | ||
| 17 | Private Advisor Group, LLC | 116,380 | 1,991,000 | 28.54% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
