| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 400 | 7,000 | 0.11% | ||
| 2 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 850 | 14,000 | 0.22% | ||
| 3 | D.A. DAVIDSON & CO. | 1,056 | 17,000 | 0.27% | ||
| 4 | UBS Group AG | 1,000 | 17,000 | 0.27% | ||
| 5 | NEXT Financial Group, Inc | 1,800 | 30,000 | 0.48% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 7,481 | 124,000 | 1.97% | ||
| 7 | Capital Advisors, Ltd. LLC | 9,785 | 163,000 | 2.60% | ||
| 8 | LPL Financial LLC | 11,051 | 185,000 | 2.95% | ||
| 9 | Shaker Financial Services, LLC | 13,437 | 224,000 | 3.57% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 15,554 | 259,000 | 4.12% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 20,264 | 337,000 | 5.37% | ||
| 12 | WELLS FARGO & COMPANY/MN | 20,351 | 339,000 | 5.40% | ||
| 13 | CITIGROUP INC | 22,680 | 377,000 | 6.00% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 25,400 | 423,000 | 6.74% | ||
| 15 | MORGAN STANLEY | 39,713 | 661,000 | 10.53% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 73,191 | 1,218,000 | 19.39% | ||
| 17 | Private Advisor Group, LLC | 110,680 | 1,885,000 | 30.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
