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PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 20 Institutional holders with a total value of $10,112,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 57,314 3,483,000 34.44%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,890 2,241,000 22.16%
3 Allianz Asset Management GmbH 21,060 1,280,000 12.66%
4 NATIONAL PLANNING CORP 16,518 992,000 9.81%
5 Virtu KCG Holdings LLC 11,842 720,000 7.12%
6 JANE STREET GROUP, LLC 6,860 417,000 4.12%
7 LPL Financial LLC 4,499 273,000 2.70%
8 BANK OF AMERICA CORP /DE/ 4,362 265,000 2.62%
9 UBS AG 2,918 177,000 1.75%
10 Pinnacle Summer Investments, Inc. 975 61,000 0.60%
11 DEUTSCHE BANK AG\ 754 45,000 0.45%
12 Creative Planning 624 38,000 0.38%
13 WELLS FARGO & COMPANY/MN 475 29,000 0.29%
14 MORGAN STANLEY 449 27,000 0.27%
15 AMERIPRISE FINANCIAL INC 320 19,000 0.19%
16 CITIGROUP INC 234 14,000 0.14%
17 MSI Financial Services Inc 195 12,000 0.12%
18 Transamerica Financial Advisors, LLC 143 9,000 0.09%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 120 7,000 0.07%
20 WealthTrust-Arizona, LLC 55 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.