Dark
Light
System
Security
PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 21 Institutional holders with a total value of $9,727,942.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 42,213 2,837,000 29.16%
2 MORGAN STANLEY 30,099 2,023,000 20.80%
3 BANK OF AMERICA CORP /DE/ 25,819 1,735,000 17.84%
4 Allianz Asset Management GmbH 21,060 1,415,000 14.55%
5 LPL Financial LLC 11,495 773,000 7.95%
6 UBS Group AG 7,398 497,000 5.11%
7 Advisory Services Network, LLC 2,457 173,000 1.78%
8 Pinnacle Summer Investments, Inc. 975 66,000 0.68%
9 DEUTSCHE BANK AG\ 772 51,000 0.52%
10 Creative Planning 556 37,000 0.38%
11 Winslow, Evans & Crocker, Inc. 506 33,942 0.35%
12 NEXT Financial Group, Inc 390 26,000 0.27%
13 CITIGROUP INC 237 16,000 0.16%
14 Transamerica Financial Advisors, LLC 143 10,000 0.10%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 143 10,000 0.10%
16 ROYAL BANK OF CANADA 106 7,000 0.07%
17 B. Riley Wealth Advisors, Inc. 87 6,000 0.06%
18 Tower Research Capital LLC (TRC) 88 6,000 0.06%
19 WealthTrust-Arizona, LLC 55 4,000 0.04%
20 MSI Financial Services Inc 23 2,000 0.02%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.