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PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $22,708,362.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 117,231 7,822,000 34.45%
2 NewSquare Capital LLC 67,210 4,484,000 19.75%
3 FMR LLC 36,730 2,447,000 10.78%
4 ROYAL BANK OF CANADA 33,207 2,215,000 9.75%
5 WELLS FARGO & COMPANY/MN 20,087 1,340,000 5.90%
6 BANK OF AMERICA CORP /DE/ 17,338 1,157,000 5.10%
7 MSI Financial Services Inc 16,125 1,076,000 4.74%
8 Transamerica Financial Advisors, LLC 7,462 498,000 2.19%
9 JANE STREET GROUP, LLC 5,902 394,000 1.74%
10 LPL Financial LLC 4,366 294,000 1.29%
11 Virtu KCG Holdings LLC 4,303 287,000 1.26%
12 Raymond James Financial Services Advisors, Inc. 3,446 230,000 1.01%
13 ENVESTNET ASSET MANAGEMENT INC 1,782 119,000 0.52%
14 Advisory Services Network, LLC 1,348 90,000 0.40%
15 ROWLAND CARMICHAEL ADVISORS INC /ADV 1,200 80,000 0.35%
16 UBS Group AG 1,153 77,000 0.34%
17 Winslow, Evans & Crocker, Inc. 545 36,362 0.16%
18 NEXT Financial Group, Inc 550 36,000 0.16%
19 PNC FINANCIAL SERVICES GROUP, INC. 142 9,000 0.04%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 138 9,000 0.04%
21 MORGAN STANLEY 65 4,000 0.02%
22 Creative Planning 49 3,000 0.01%
23 BlackRock Finance, Inc. 18 1,000 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.