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PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 15 PLUS YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $21,457,466.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,182 6,071,000 28.29%
2 ROYAL BANK OF CANADA 49,167 3,504,000 16.33%
3 FMR LLC 37,200 2,651,000 12.35%
4 JANE STREET GROUP, LLC 23,402 1,668,000 7.77%
5 Virtu KCG Holdings LLC 21,849 1,557,000 7.26%
6 MSI Financial Services Inc 17,308 1,234,000 5.75%
7 WELLS FARGO & COMPANY/MN 14,170 1,010,000 4.71%
8 Mirae Asset Global Investments Co., Ltd. 12,630 900,000 4.19%
9 WOLVERINE TRADING LP /BD 12,127 866,000 4.04%
10 Transamerica Financial Advisors, LLC 9,875 704,000 3.28%
11 UBS Group AG 5,817 415,000 1.93%
12 Cambridge Investment Research Advisors, Inc. 3,894 278,000 1.30%
13 ENVESTNET ASSET MANAGEMENT INC 1,782 127,000 0.59%
14 Advisory Services Network, LLC 1,348 96,000 0.45%
15 ROWLAND CARMICHAEL ADVISORS INC /ADV 1,200 86,000 0.40%
16 WEALTHPLAN PARTNERS, LLC 1,150 80,658 0.38%
17 BANK OF AMERICA CORP /DE/ 583 41,000 0.19%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 553 40,000 0.19%
19 NEXT Financial Group, Inc 550 39,000 0.18%
20 Tower Research Capital LLC (TRC) 400 29,000 0.14%
21 Winslow, Evans & Crocker, Inc. 320 22,808 0.11%
22 PNC FINANCIAL SERVICES GROUP, INC. 213 15,000 0.07%
23 NewSquare Capital LLC 140 10,000 0.05%
24 MORGAN STANLEY 105 7,000 0.03%
25 Creative Planning 49 3,000 0.01%
26 ADVISOR GROUP, INC. 29 2,000 0.01%
27 BlackRock Finance, Inc. 8 1,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.