| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 692,896 | 12,860,000 | 30.75% | ||
| 2 | MORGAN STANLEY | 567,292 | 10,529,000 | 25.18% | ||
| 3 | WELLS FARGO & COMPANY/MN | 165,431 | 3,070,000 | 7.34% | ||
| 4 | UBS AG | 149,975 | 2,783,000 | 6.65% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 144,931 | 2,690,000 | 6.43% | ||
| 6 | CORNERSTONE ADVISORS INC | 84,027 | 1,560,000 | 3.73% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 82,250 | 1,527,000 | 3.65% | ||
| 8 | TFS CAPITAL LLC | 66,338 | 1,231,000 | 2.94% | ||
| 9 | GOLDMAN SACHS GROUP INC | 58,763 | 1,091,000 | 2.61% | ||
| 10 | DOLIVER ADVISORS, LP | 45,657 | 847,000 | 2.03% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 44,003 | 817,000 | 1.95% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 34,059 | 632,000 | 1.51% | PRN | |
| 13 | BANK OF AMERICA CORP /DE/ | 26,556 | 493,000 | 1.18% | ||
| 14 | BHF Kleinwort Benson Group S.A. | 23,437 | 435,000 | 1.04% | ||
| 15 | CSS LLC/IL | 22,967 | 426,000 | 1.02% | ||
| 16 | ROYAL BANK OF CANADA | 18,580 | 345,000 | 0.82% | ||
| 17 | MSI Financial Services Inc | 7,400 | 137,000 | 0.33% | ||
| 18 | Gramercy Funds Management LLC | 6,019 | 112,000 | 0.27% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 5,422 | 100,000 | 0.24% | ||
| 20 | ALLIANCEBERNSTEIN L.P. | 4,730 | 88,000 | 0.21% | ||
| 21 | D.A. DAVIDSON & CO. | 1,691 | 31,000 | 0.07% | ||
| 22 | HOWE & RUSLING INC | 773 | 14,000 | 0.03% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 215 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
