| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 427,970 | 9,163,000 | 14.58% | ||
| 2 | DESCHUTES PORTFOLIO STRATEGY, LLC | 378,200 | 8,097,000 | 12.88% | ||
| 3 | MORGAN STANLEY | 339,120 | 7,260,000 | 11.55% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 292,547 | 6,263,000 | 9.97% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 244,597 | 5,237,000 | 8.33% | ||
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 208,012 | 4,422,000 | 7.04% | PRN | |
| 7 | WELLS FARGO & COMPANY/MN | 169,677 | 3,633,000 | 5.78% | ||
| 8 | CORNERSTONE ADVISORS INC | 143,526 | 3,051,000 | 4.86% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 134,665 | 2,883,000 | 4.59% | ||
| 10 | UBS Group AG | 126,196 | 2,702,000 | 4.30% | ||
| 11 | CITIGROUP INC | 64,957 | 1,381,000 | 2.20% | ||
| 12 | DOLIVER ADVISORS, LP | 58,661 | 1,262,000 | 2.01% | ||
| 13 | MOORE CAPITAL MANAGEMENT, LP | 54,600 | 1,161,000 | 1.85% | ||
| 14 | AQR ARBITRAGE LLC | 50,980 | 1,084,000 | 1.72% | ||
| 15 | MSI Financial Services Inc | 34,293 | 734,000 | 1.17% | ||
| 16 | LPL Financial LLC | 29,810 | 647,000 | 1.03% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,199 | 540,000 | 0.86% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 25,328 | 538,000 | 0.86% | ||
| 19 | CSS LLC/IL | 22,967 | 492,000 | 0.78% | ||
| 20 | Shaker Financial Services, LLC | 22,168 | 475,000 | 0.76% | ||
| 21 | ROYAL BANK OF CANADA | 22,153 | 474,000 | 0.75% | ||
| 22 | Round Table Services, LLC | 16,700 | 358,000 | 0.57% | ||
| 23 | Invesco Ltd. | 14,338 | 307,000 | 0.49% | ||
| 24 | TFS CAPITAL LLC | 13,470 | 288,000 | 0.46% | ||
| 25 | WESTPORT RESOURCES MANAGEMENT INC | 6,480 | 139,000 | 0.22% | ||
| 26 | Capital Advisors, Ltd. LLC | 5,509 | 118,000 | 0.19% | ||
| 27 | ADVISOR GROUP, INC. | 2,080 | 43,000 | 0.07% | ||
| 28 | D.A. DAVIDSON & CO. | 1,691 | 36,000 | 0.06% | ||
| 29 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 905 | 19,000 | 0.03% | ||
| 30 | SIGNATUREFD, LLC | 785 | 17,000 | 0.03% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 692 | 15,000 | 0.02% | ||
| 32 | KELMAN-LAZAROV, INC. | 150 | 3,228 | 0.01% | ||
| 33 | IFP ADVISORS, INC | 20 | 0 | 0.00% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 183,174 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
