| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 581,850 | 11,462,000 | 26.05% | ||
| 2 | MORGAN STANLEY | 572,210 | 11,273,000 | 25.62% | ||
| 3 | WELLS FARGO & COMPANY/MN | 167,782 | 3,305,000 | 7.51% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 155,544 | 3,064,000 | 6.96% | ||
| 5 | UBS AG | 147,865 | 2,913,000 | 6.62% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 117,802 | 2,321,000 | 5.28% | ||
| 7 | CORNERSTONE ADVISORS INC | 110,553 | 2,178,000 | 4.95% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 87,397 | 1,722,000 | 3.91% | ||
| 9 | TFS CAPITAL LLC | 66,338 | 1,307,000 | 2.97% | ||
| 10 | GOLDMAN SACHS GROUP INC | 58,763 | 1,158,000 | 2.63% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 57,775 | 1,138,000 | 2.59% | PRN | |
| 12 | BANK OF AMERICA CORP /DE/ | 37,894 | 747,000 | 1.70% | ||
| 13 | CSS LLC/IL | 22,967 | 452,000 | 1.03% | ||
| 14 | ROYAL BANK OF CANADA | 18,582 | 366,000 | 0.83% | ||
| 15 | MSI Financial Services Inc | 10,497 | 207,000 | 0.47% | ||
| 16 | Gramercy Funds Management LLC | 8,817 | 174,000 | 0.40% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 4,761 | 93,000 | 0.21% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 2,255 | 44,428 | 0.10% | ||
| 19 | D.A. DAVIDSON & CO. | 1,691 | 33,000 | 0.08% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 893 | 18,000 | 0.04% | ||
| 21 | HOWE & RUSLING INC | 773 | 15,000 | 0.03% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 215 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
