| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 431,470 | 8,326,000 | 14.67% | ||
| 2 | DESCHUTES PORTFOLIO STRATEGY, LLC | 376,700 | 7,269,000 | 12.81% | ||
| 3 | MORGAN STANLEY | 345,844 | 6,674,000 | 11.76% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 305,266 | 5,891,000 | 10.38% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 161,887 | 3,124,000 | 5.50% | ||
| 6 | WELLS FARGO & COMPANY/MN | 157,894 | 3,047,000 | 5.37% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 155,192 | 3,004,000 | 5.29% | PRN | |
| 8 | CORNERSTONE ADVISORS INC | 143,526 | 2,779,000 | 4.90% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 139,646 | 2,695,000 | 4.75% | ||
| 10 | UBS Group AG | 128,542 | 2,480,000 | 4.37% | ||
| 11 | CITIGROUP INC | 76,093 | 1,473,000 | 2.60% | ||
| 12 | MOORE CAPITAL MANAGEMENT, LP | 67,367 | 1,304,000 | 2.30% | ||
| 13 | Curi Capital, LLC | 65,134 | 1,257,000 | 2.21% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,325 | 1,029,000 | 1.81% | ||
| 15 | AQR ARBITRAGE LLC | 50,680 | 981,000 | 1.73% | ||
| 16 | DOLIVER ADVISORS, LP | 46,338 | 894,000 | 1.58% | ||
| 17 | MSI Financial Services Inc | 33,693 | 650,000 | 1.15% | ||
| 18 | CSS LLC/IL | 22,967 | 443,000 | 0.78% | ||
| 19 | ROYAL BANK OF CANADA | 21,700 | 419,000 | 0.74% | ||
| 20 | TFS CAPITAL LLC | 21,017 | 406,000 | 0.72% | ||
| 21 | LPL Financial LLC | 18,672 | 360,000 | 0.63% | ||
| 22 | Ancora Advisors LLC | 18,135 | 350,000 | 0.62% | ||
| 23 | Shaker Financial Services, LLC | 17,668 | 341,000 | 0.60% | ||
| 24 | Round Table Services, LLC | 16,700 | 322,000 | 0.57% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 16,588 | 321,000 | 0.57% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 15,695 | 303,000 | 0.53% | ||
| 27 | OPPENHEIMER & CO INC | 10,614 | 205,000 | 0.36% | ||
| 28 | MIDAS MANAGEMENT CORP | 8,600 | 166,000 | 0.29% | ||
| 29 | Capital Advisors, Ltd. LLC | 5,509 | 106,000 | 0.19% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 1,910 | 37,000 | 0.07% | ||
| 31 | D.A. DAVIDSON & CO. | 1,691 | 32,000 | 0.06% | ||
| 32 | Gramercy Funds Management LLC | 1,299 | 25,000 | 0.04% | ||
| 33 | SIGNATUREFD, LLC | 785 | 15,000 | 0.03% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 587 | 11,000 | 0.02% | ||
| 35 | KELMAN-LAZAROV, INC. | 400 | 8,000 | 0.01% | ||
| 36 | Transamerica Financial Advisors, LLC | 170 | 4,000 | 0.01% | ||
| 37 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.00% | ||
| 38 | IFP ADVISORS, INC | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
