| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 3 | 0 | 0.00% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 215 | 5,000 | 0.01% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 10,530 | 0.02% | ||
| 4 | SIGNATUREFD, LLC | 785 | 17,000 | 0.03% | ||
| 5 | D.A. DAVIDSON & CO. | 1,691 | 35,000 | 0.07% | ||
| 6 | Gramercy Funds Management LLC | 2,099 | 44,000 | 0.08% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 10,403 | 221,000 | 0.42% | ||
| 8 | Point View Wealth Management, Inc. | 10,586 | 223,000 | 0.42% | ||
| 9 | TFS CAPITAL LLC | 11,472 | 242,000 | 0.46% | ||
| 10 | Shaker Financial Services, LLC | 14,089 | 297,000 | 0.56% | ||
| 11 | Round Table Services, LLC | 16,700 | 352,000 | 0.67% | ||
| 12 | MSI Financial Services Inc | 22,217 | 468,000 | 0.89% | ||
| 13 | ROYAL BANK OF CANADA | 22,901 | 482,000 | 0.91% | ||
| 14 | CSS LLC/IL | 22,967 | 484,000 | 0.92% | ||
| 15 | AQR ARBITRAGE LLC | 51,274 | 1,090,000 | 2.07% | ||
| 16 | GOLDMAN SACHS GROUP INC | 58,763 | 1,238,000 | 2.35% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 63,936 | 1,346,000 | 2.55% | ||
| 18 | DOLIVER ADVISORS, LP | 65,431 | 1,378,000 | 2.62% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 93,262 | 1,964,000 | 3.73% | ||
| 20 | GEODE CAPITAL MANAGEMENT, LLC | 118,785 | 2,524,000 | 4.79% | PRN | |
| 21 | BANK OF AMERICA CORP /DE/ | 121,859 | 2,566,000 | 4.87% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 129,407 | 2,725,000 | 5.17% | ||
| 23 | SIT INVESTMENT ASSOCIATES INC | 137,419 | 2,894,000 | 5.49% | ||
| 24 | CORNERSTONE ADVISORS INC | 146,826 | 3,120,000 | 5.92% | ||
| 25 | WELLS FARGO & COMPANY/MN | 160,698 | 3,384,000 | 6.42% | ||
| 26 | UBS Group AG | 186,086 | 3,919,000 | 7.44% | ||
| 27 | MARINER INVESTMENT GROUP LLC | 279,715 | 5,891,000 | 11.18% | ||
| 28 | Advisors Asset Management, Inc. | 296,419 | 6,299,000 | 11.95% | ||
| 29 | MORGAN STANLEY | 449,855 | 9,474,000 | 17.98% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
