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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 15 Institutional holders with a total value of $20,937,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 60,734 6,208,000 29.65%
2 NIEMANN CAPITAL MANAGEMENT INC 36,701 3,752,000 17.92%
3 MORGAN STANLEY 33,663 3,441,000 16.44%
4 HighTower Advisors, LLC 33,183 3,392,000 16.20%
5 DEUTSCHE BANK AG\ 10,970 1,121,000 5.35%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,379 959,000 4.58%
7 UBS AG 6,543 669,000 3.20%
8 STIFEL FINANCIAL CORP 6,331 647,000 3.09%
9 Gateway Advisory, LLC 3,012 308,000 1.47%
10 LPL Financial LLC 2,318 237,000 1.13%
11 WELLS FARGO & COMPANY/MN 1,457 149,000 0.71%
12 ENVESTNET ASSET MANAGEMENT INC 218 22,000 0.11%
13 Creative Planning 202 21,000 0.10%
14 ROYAL BANK OF CANADA 100 10,000 0.05%
15 MSI Financial Services Inc 12 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.