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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $29,049,800.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 85,033 8,504,000 29.27%
2 BANK OF AMERICA CORP /DE/ 44,650 4,465,000 15.37%
3 LPL Financial LLC 44,350 4,345,000 14.96%
4 HighTower Advisors, LLC 30,625 3,063,000 10.54%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,043 2,104,000 7.24%
6 DEUTSCHE BANK AG\ 13,451 1,345,000 4.63%
7 RAYMOND JAMES & ASSOCIATES 12,210 1,221,000 4.20%
8 SG Americas Securities, LLC 8,143 814,000 2.80%
9 UBS AG 6,291 629,000 2.17%
10 STIFEL FINANCIAL CORP 5,894 589,000 2.03%
11 DAVENPORT & Co LLC 4,708 470,800 1.62%
12 JANE STREET GROUP, LLC 4,383 438,000 1.51%
13 Gateway Advisory, LLC 3,564 356,000 1.23%
14 ROYAL BANK OF CANADA 2,550 255,000 0.88%
15 First Allied Advisory Services, Inc. 2,245 226,000 0.78%
16 WELLS FARGO & COMPANY/MN 787 79,000 0.27%
17 AMERIPRISE FINANCIAL INC 600 60,000 0.21%
18 MSI Financial Services Inc 439 44,000 0.15%
19 Creative Planning 302 30,000 0.10%
20 Private Advisor Group, LLC 100 10,000 0.03%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 16 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.