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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 28 Institutional holders with a total value of $47,186,702.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 111,789 12,212,000 25.88%
2 BANK OF AMERICA CORP /DE/ 69,577 7,601,000 16.11%
3 LPL Financial LLC 51,289 5,603,000 11.87%
4 DEUTSCHE BANK AG\ 38,682 4,226,000 8.96%
5 HighTower Advisors, LLC 32,947 3,599,000 7.63%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,663 3,131,000 6.64%
7 JANE STREET GROUP, LLC 28,377 3,100,000 6.57%
8 Riggs Asset Managment Co. Inc. 17,623 1,925,000 4.08%
9 RAYMOND JAMES & ASSOCIATES 13,678 1,495,000 3.17%
10 CUE ADVISORY SERVICES, INC. 9,460 1,034,000 2.19%
11 STIFEL FINANCIAL CORP 6,317 690,000 1.46%
12 DAVENPORT & Co LLC 4,636 506,483 1.07%
13 Gateway Advisory, LLC 3,564 389,000 0.82%
14 First Allied Advisory Services, Inc. 3,400 370,000 0.78%
15 Financial Sense Advisors, Inc. 2,964 324,000 0.69%
16 Cetera Advisors LLC 2,655 292,000 0.62%
17 ROYAL BANK OF CANADA 2,314 253,000 0.54%
18 UBS Group AG 2,148 235,000 0.50%
19 WELLS FARGO & COMPANY/MN 787 86,000 0.18%
20 MSI Financial Services Inc 464 51,000 0.11%
21 B. Riley Wealth Advisors, Inc. 150 16,000 0.03%
22 Advisory Services Network, LLC 150 16,000 0.03%
23 AMERICAN INTERNATIONAL GROUP, INC. 121 13,219 0.03%
24 Creative Planning 100 11,000 0.02%
25 Plante Moran Financial Advisors, LLC 25 3,000 0.01%
26 CITIGROUP INC 25 3,000 0.01%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 16 2,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.