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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $50,069,065.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 245,777 12,267,000 24.50%
2 BANK OF AMERICA CORP /DE/ 151,301 7,551,000 15.08%
3 LPL Financial LLC 98,433 5,058,000 10.10%
4 JANE STREET GROUP, LLC 95,238 4,753,000 9.49%
5 GOLDMAN SACHS GROUP INC 72,012 3,594,000 7.18%
6 CITADEL ADVISORS LLC 46,489 2,320,000 4.63%
7 UBS Group AG 45,649 2,278,000 4.55%
8 HighTower Advisors, LLC 40,623 2,023,000 4.04%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,513 2,022,000 4.04%
10 ROYAL BANK OF CANADA 39,893 1,991,000 3.98%
11 RAYMOND JAMES & ASSOCIATES 33,638 1,679,000 3.35%
12 CUE ADVISORY SERVICES, INC. 25,144 1,255,000 2.51%
13 STIFEL FINANCIAL CORP 13,243 661,000 1.32%
14 DAVENPORT & Co LLC 10,380 518,065 1.03%
15 Cambridge Investment Research Advisors, Inc. 8,495 424,000 0.85%
16 Wellington Shields Capital Management, LLC 7,970 398,000 0.79%
17 Gateway Advisory, LLC 7,028 351,000 0.70%
18 First Allied Advisory Services, Inc. 6,420 319,000 0.64%
19 ENVESTNET ASSET MANAGEMENT INC 4,904 245,000 0.49%
20 WELLS FARGO & COMPANY/MN 1,516 76,000 0.15%
21 PNC FINANCIAL SERVICES GROUP, INC. 1,462 73,000 0.15%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,292 64,000 0.13%
23 MSI Financial Services Inc 1,052 53,000 0.11%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 255 27,000 0.05%
25 ADVANTAGE INVESTMENT MANAGEMENT, LLC 470 23,000 0.05%
26 Advisory Services Network, LLC 291 15,000 0.03%
27 Brookstone Capital Management 242 12,000 0.02%
28 Creative Planning 200 10,000 0.02%
29 Tower Research Capital LLC (TRC) 96 5,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 44 2,000 0.00%
31 CITIGROUP INC 50 2,000 0.00%
32 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.