| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VANGUARD GROUP INC | 1,651,843 | 2,015,000 | 37.07% | ||
| 2 | DAFNA Capital Management LLC | 566,680 | 691,000 | 12.71% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 368,400 | 449,000 | 8.26% | Call | |
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 222,900 | 272,000 | 5.00% | Put | |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 219,025 | 267,000 | 4.91% | ||
| 6 | BlackRock Fund Advisors | 168,290 | 205,000 | 3.77% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 158,460 | 193,000 | 3.55% | ||
| 8 | D. E. Shaw & Co., Inc. | 138,192 | 169,000 | 3.11% | ||
| 9 | DEUTSCHE BANK AG\ | 102,504 | 125,000 | 2.30% | ||
| 10 | NORTHERN TRUST CORP | 99,750 | 122,000 | 2.24% | ||
| 11 | Virtu KCG Holdings LLC | 97,689 | 119,000 | 2.19% | ||
| 12 | Bank of New York Mellon Corp | 91,560 | 112,000 | 2.06% | ||
| 13 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 70,000 | 85,000 | 1.56% | ||
| 14 | Callan Capital, LLC | 70,000 | 85,000 | 1.56% | ||
| 15 | First Allied Advisory Services, Inc. | 45,000 | 55,000 | 1.01% | ||
| 16 | MORGAN STANLEY | 40,506 | 49,000 | 0.90% | ||
| 17 | TUDOR INVESTMENT CORP ET AL | 40,569 | 49,000 | 0.90% | ||
| 18 | STATE STREET CORP | 32,573 | 40,000 | 0.74% | ||
| 19 | CREDIT SUISSE AG/ | 27,851 | 34,000 | 0.63% | ||
| 20 | CHELSEA COUNSEL CO | 28,000 | 34,000 | 0.63% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 25,040 | 31,000 | 0.57% | ||
| 22 | UBS AG | 22,500 | 27,000 | 0.50% | Put | |
| 23 | GOLDMAN SACHS GROUP INC | 20,159 | 25,000 | 0.46% | ||
| 24 | J.P. Morgan Private Wealth Advisors LLC | 20,000 | 24,000 | 0.44% | ||
| 25 | Ifrah Financial Services, Inc. | 18,500 | 23,000 | 0.42% | ||
| 26 | UBS AG | 17,300 | 21,000 | 0.39% | Call | |
| 27 | BARCLAYS PLC | 16,680 | 17,000 | 0.31% | ||
| 28 | Gerstein Fisher | 13,000 | 16,000 | 0.29% | ||
| 29 | UBS AG | 10,688 | 13,000 | 0.24% | ||
| 30 | KING LUTHER CAPITAL MANAGEMENT CORP | 10,000 | 12,000 | 0.22% | ||
| 31 | OPPENHEIMER & CO INC | 10,000 | 12,000 | 0.22% | ||
| 32 | COMPTON CAPITAL MANAGEMENT INC /RI | 10,000 | 12,000 | 0.22% | ||
| 33 | B. Riley Wealth Management, Inc. | 8,000 | 10,000 | 0.18% | ||
| 34 | CITIGROUP INC | 5,000 | 6,000 | 0.11% | ||
| 35 | WELLS FARGO & COMPANY/MN | 4,000 | 5,000 | 0.09% | ||
| 36 | CITADEL ADVISORS LLC | 3,698 | 5,000 | 0.09% | ||
| 37 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,073 | 3,000 | 0.06% | ||
| 38 | ALLIANCEBERNSTEIN L.P. | 420 | 1,000 | 0.02% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 1,000 | 0.02% | ||
| 40 | AMERIPRISE FINANCIAL INC | 1,000 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
