| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 119,804 | 2,209,000 | 25.93% | ||
| 2 | ROYAL BANK OF CANADA | 75,220 | 1,387,000 | 16.28% | ||
| 3 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 71,280 | 1,314,000 | 15.42% | ||
| 4 | STIFEL FINANCIAL CORP | 38,281 | 706,000 | 8.29% | ||
| 5 | MORGAN STANLEY | 36,613 | 675,000 | 7.92% | ||
| 6 | OPPENHEIMER & CO INC | 29,307 | 540,000 | 6.34% | ||
| 7 | WHALEROCK POINT PARTNERS, LLC | 27,000 | 497,000 | 5.83% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 14,822 | 273,000 | 3.20% | ||
| 9 | LPL Financial LLC | 13,119 | 242,000 | 2.84% | ||
| 10 | CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 10,351 | 191,000 | 2.24% | ||
| 11 | First Allied Advisory Services, Inc. | 10,150 | 189,000 | 2.22% | ||
| 12 | WELLS FARGO & COMPANY/MN | 4,101 | 76,000 | 0.89% | ||
| 13 | Pinnacle Summer Investments, Inc. | 3,415 | 64,000 | 0.75% | ||
| 14 | B. Riley Wealth Management, Inc. | 2,767 | 51,000 | 0.60% | ||
| 15 | THOMPSON DAVIS & CO., INC. | 2,650 | 49,000 | 0.58% | ||
| 16 | UBS AG | 1,609 | 29,000 | 0.34% | ||
| 17 | Exchange Capital Management, Inc. | 1,000 | 18,000 | 0.21% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 526 | 10,000 | 0.12% | ||
| 19 | Paradigm Financial Advisors, LLC | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
